Transmediastinal penetrating trauma
Review Article

Transmediastinal penetrating trauma

Uzair M. Jogiat1, Matt Strickland1,2

1Department of Surgery, University of Alberta, Edmonton, Alberta, Canada; 2Royal Alexandra Hospital, Edmonton, Alberta, Canada

Contributions: (I) Conception and design: Both authors; (II) Administrative support: None; (III) Provision of study materials or patients: M Strickland; (IV) Collection and assembly of data: Both authors; (V) Data analysis and interpretation: Both authors; (VI) Manuscript writing: Both authors; (VII) Final approval of manuscript: Both authors.

Correspondence to: Matt Strickland, MD, MBA, FRCSC. Division of General Surgery, Royal Alexandra Hospital, Room 201 CSC, 10240 Kingsway Ave., Edmonton, AB T5H 3V9, Canada. Email: strickland@ualberta.ca.

Abstract: Penetrating transmediastinal injury (TMI) is associated with a high mortality rate and presents a challenging diagnostic scenario. Previous dogma mandated surgical exploration or extensive and invasive investigations for all patients sustaining transmediastinal penetrating trauma, regardless of hemodynamic status. Since the late 1990s, the paradigm has changed, with most centers adopting a tiered approach to management based on clinical presentation. Transmediastinal penetrating trauma is a rare injury pattern and can result from gunshot wounds, stab wounds, blast injuries, and other missiles. The most predominant source, however, remains gunshot wounds, accounting for the vast majority of these injuries. A systematic approach in the emergency department to diagnosis and management should be undertaken and patients in extremis or with hemodynamic compromise rapidly identified. The unstable patient forgoes further investigations and the surgeon must use knowledge about the hypothesized trajectory, results of limited imaging, chest tube output, and anticipation of resuscitative maneuvers to select the best operative approach. In patients who are sufficiently stable to undergo CT angiogram (CTA) of the chest, the trajectory of the missile or impalement can often be deduced and this is used to guide further investigation or operation. In those where ambiguity remains, more focused tests such as echocardiography, pericardial window, esophagoscopy or esophagography, and bronchoscopy can be used to assess the mediastinal structures. For the stable patient, management proceeds with cautious and expeditious investigations to determine the extent of underlying organ-specific injuries. Thus, in patients with this injury pattern, determination of the patient’s clinical status is critical to determine the appropriate course of management.

Keywords: Transmediastinal; penetrating trauma; thoracic trauma


Received: 18 February 2021; Accepted: 02 June 2021; Published: 25 September 2021.

doi: 10.21037/med-21-14


Introduction

Penetrating injuries traversing the mediastinum pose an extremely challenging situation for those caring for injured patients. Owing to the critical structures within this region, these injuries carry a very high mortality rate (1). These injuries are most frequently caused by firearms, although they may also be caused by missiles from other sources or impalements (2-4). While many patients die at the scene, the advent of better trauma systems and rapid pre-hospital transport times has resulted in many arriving to hospital with high-risk, but potentially salvageable, injuries (1).Other patients, it is now well recognized, will arrive to hospital with transmediastinal penetrating trauma but without a life-threatening injury (2,3). Thus, a high degree of efficiency is needed to rapidly assess and identify those patients requiring operative intervention. Patients with transmediastinal injuries (TMIs) once mandated surgical exploration or a complex, invasive set of investigations, but this has evolved with the development of high-resolution computed tomography (CT) scanning and series from high volume trauma centers showing the safety of a tiered approach (2-4).

A TMI is defined as any traumatic injury that traverses or partially traverses the mediastinum (2). Common trajectories include transverse, anteroposterior, descending from the root of the neck, or oblique combinations of these (2). It is often difficult to be certain of the trajectory in the early stages of assessment. Clinical findings that may be indicative of a penetrating TMI include (3,5):

  • Ballistic trauma with an entry wound and exit wound on opposite sides of the thorax;
  • Ballistic trauma with a single wound and imaging demonstrating a retained projectile on the contralateral side or within the mediastinum (Figure 1);
    Figure 1 Supine AP CXR demonstrating a shotgun injury to the left lateral chest with missiles on X-ray overlying the contralateral chest and mediastinum. AP, anteroposterior; CXR, chest X-ray.
  • A penetrating wound in the central thorax (2);
  • Entry wound on one side of the thorax with hard signs of injury to mediastinal structures or the contralateral hemithorax (positive pericardial fluid on ultrasound or presence of blood in the contralateral chest tube).

While these are clinical findings suggestive of TMI during initial assessment, the degree of underlying injury is highly variable depending on the specific trajectory, making this determination a critical part of successful management of these patients. This article reviews the modern epidemiology, work up, and management of this injury pattern.


Methodology

A search of the PubMed database was conducted in December of 2020, encompassing peer-reviewed literature dating from 1966 to present day. General search criteria included the terms, “penetrating transmediastinal trauma”, “penetrating trauma to the chest”, “transmediastinal gunshot wounds”, and variants of these terminology. The purpose of this chapter is to provide a literature review on the topic of penetrating transmediastinal trauma with informed appraisal of the literature by expert opinion. The majority of the literature on this topic is derived from high volume tertiary care trauma centers in the United States.


Epidemiology

Transmediastinal penetrating trauma is a relatively rare injury pattern and can result from firearms, stabbings, other missiles, and blast injuries (1,3,5,6). The most predominant source, however, remains firearms, accounting for the vast majority of these injuries (3). A retrospective analysis of patients admitted with penetrating mediastinal trauma between 1997 and 2003 at a level one trauma center demonstrated a mortality rate of 42% for patients with gunshot wounds and 7% for those with stab wounds (7).In one large series from Los Angeles, where transport times are very short, the overall mortality of patients with confirmed transmediastinal gunshot injuries was 78.9%. Of those who reached the hospital with vital signs, mortality was 24.3% (1). The majority of patients with TMI are male (80–94%), which reflects the general population of patients with firearms-related injury (1,3). The incidence of TMIs is thought to parallel the availability of firearms and firearm-related violence (8). Although rare, patients presenting with multiple transmediastinal gunshot wounds present an even greater diagnostic challenge in determining trajectories and have a very poor prognosis.

The underlying injury pattern that has been reported varies, likely as a result of the center’s typical transport time which can create a survivorship bias towards certain injuries. Cardiac injuries are consistently the most commonly reported (1,3,7,8). In one large American retrospective study conducted from 2006–2010, of 133 patients with a transmediastinal gunshot wound, 70% had a cardiac injury (1). The next most common injuries were to the thoracic aorta (24.1%) and pulmonary (21.8%). The esophagus and trachea are often spared, with tracheobronchial injuries being exceptionally rare (1,8).

With the increasing availability of firearms in the late 20th century, the incidence of penetrating thoracic trauma markedly increased and then stabilized over time (7). Firearm injuries and stabbings account for more than half of penetrating thoracic injuries in the United States (7,9,10). The number of people who die from transmediastinal penetrating trauma is unknown (11). Large autopsy studies of individuals who died of trauma before reaching hospital suggest penetrating chest trauma is a major cause of prehospital death. One such study from Miami-Dade County in the United States showed that of 512 deaths over a one-year period, 42.8% were from firearms. Of this population, the most commonly injured body area was the brain followed closely by the chest (54.1%). 25% of patients had cardiac injuries, and 21% had injury to major thoracic vascular injuries, implying that many patients with TMIs never make it to hospital (12).


Historical perspective

Early case series on the management of battlefield casualties supported the notion of mandatory surgical exploration in patients sustaining penetrating abdominal or thoracic gunshot wounds (4,6). In the United States, this approach was utilized at major trauma centers during the increasing incidence of non-military-grade handgun violence in the 1970s (7,13). However, the difference between military and civilian weaponry, availability of diagnostic resources, logistics, and financial burden, brought into question the utility and harms of this approach. Furthermore, intraoperative findings demonstrated a high false negative rate (1,4,5). While it remained generally agreed upon that patients with florid hemodynamic instability warranted immediate surgical exploration, many authors proposed a triaged approach to decrease the number interventions which were time-consuming, expensive, invasive, and often unnecessary (3,5).

The biggest changes in the care of patients with TMI injury pattern have been with regards to the diagnostic workup and management of stable patients. While even in these patients, mandatory surgical exploration or invasive tests used to be the rule, the current paradigm takes advantage of improved tomographic imaging to guide management (1,3,6). This has partly been driven by modern CT imaging, which can accurately offer information on missile trajectory and screen for injury to all mediastinal organs (2,5). Before the 21st century, the standard diagnostic workup for hemodynamically stable patients on initial evaluation often included chest radiography, angiography, esophagography, bronchoscopy, esophagoscopy, and pericardial window (5,7). There was controversy regarding the diagnostic sequence of investigations, which were often time-consuming, with some centers advocating for aortic angiography before esophagography, while others center supported the contrary (3,8). Proponents of an esophagus-first strategy believed that most patients with aortic injuries were symptomatic—usually with hemodynamic compromise—and thus argued that the yield of angiography in these patients was low and not worth delaying diagnosis of an esophageal injury (14).

At the end of the 20th century, several large series showed that CT imaging in hemodynamically stable patients was effective in identifying missile trajectory, which could then be used to guide subsequent investigations and management (5,15). If the missile trajectory was found to be sufficiently close to a mediastinal organ this would warrant additional, more specific investigation or intervention (16). This CT-guided approach to diagnostic workup was shown to decrease the number of investigations, be beneficial from a cost perspective, and was not associated with higher rates of missed injuries (17). Finally, the technological improvements in bedside ultrasound and increasing provider experience with this modality have allowed for rapid and accurate assessment of the pericardium, decreasing the need for pericardial windows in the hemodynamically stable patient (18).


Management

The initial approach to patients with penetrating thoracic trauma begins with a rapid primary survey as organized and advocated by the Advanced Trauma Life Support (ATLS) curriculum (19). Many patients with TMI will present in extremis. In one large study from a US trauma center, patients were stratified by first measured systolic blood pressure (SBP): >100, 60–100, and <60 mmHg. Half of patients with transmediastinal penetrating trauma presented with an SBP <60 and were immediately explored surgically. The remaining two groups accounted for 20% and 30% of cases respectively (3). Similarly, another series of transmediastinal gunshots classified 87% of 133 patients as unstable or dead on arrival (1). Thus, the rapid, systematic approach advocated by ATLS is essential given the majority of patients presenting with profound hemodynamic instability (1,3). The authors agree with the triage of patients based on systolic blood pressure measurements, and in practice, this provides a simple and effective measure to determine prompt hemodynamic instability and subsequent management.

With penetrating injuries, it is imperative to search for the location of all external wounds early in the assessment as this will determine which areas of the body might be injured and help inform trajectory. Chest X-ray (CXR) and extended focused assessment with sonography in trauma (eFAST) are adjunctive tools that should be performed early since they can rapidly identify the presence of intraabdominal and intrathoracic findings. CXR findings in combination with clinical features are useful in determining the suspected trajectory of penetrating injuries in the thoracic cavity. Any embedded foreign bodies should be left in situ and carefully bolstered to avoid being dislodged or transmitting force to internal structures (19).

Chest tube thoracostomy should be used liberally in the setting of penetrating thoracic trauma, especially if TMI is suspected. This procedure is both therapeutic and diagnostic, treating hemothorax and pneumothorax while also providing information through the chest tube output. Some sources have suggested that the quantity of chest tube output may be an indication for operative management, but this absolute volume is less important than the hemodynamic status of the patient and knowledge of the underlying injuries (7,19).

Once initial assessment is performed, the patient is classified into a tiered system based on their physiologic stability. Although the definition of “hemodynamically stable” is variable, it is usually based on a combination of blood pressure and heart rate, but may also consider chest tube output, presence of tamponade, or visible blood loss (1,3,5,20). Patients can generally be categorized into those in extremis, those who are hemodynamically compromised or unstable, and those who are sufficiently stable to undergo further investigations. This helps guide further management. Many authors have proposed similar algorithms based on hemodynamics and one such approach is summarized in Figure 2 (20-22).

Figure 2 A proposed algorithm for the management of penetrating mediastinal trauma based on initial assessment of hemodynamic status. Benign trajectory is defined as a superficial trajectory clearly not involving the heart, esophagus, trachea or major hilar structures. An at-risk trajectory is one without clear injury but in close proximity to or with non-specific signs of injury to the mediastinal structures.

Patients in extremis

Patients who have lost vital signs or who are peri-arrest are generally treated with a resuscitative thoracotomy or clamshell thoracotomy (23,24). These exposures allow for several potentially life-saving maneuvers including decompressing cardiac tamponade, repairing cardiac injuries, cross-clamping the thoracic aorta, and controlling vascular injuries. Although mortality remains high, survival rates of 2.8–14.3% have been reported for TMIs specifically (1,7,8).

Patients with hemodynamic compromise

Patients with unstable vital signs or who fail to respond to initial attempts at resuscitation require immediate operative management (25). Similarly, those found to have hard signs of injury such as pericardial fluid on eFAST (Figure 3)or high amounts of bloody output from their chest tubes require emergent operative management. Priority must be placed on rapidly getting the patient to definitive hemorrhage control, a task best achieved in the operating room (25). Imaging will be limited to supine X-rays and eFAST exam, both available in the trauma bay. These investigations are extremely important, even in the unstable patient, because they can help establish missile trajectory and assess specific body cavities for evidence of bleeding (Figure 4A,B). This, in turn, helps the surgeon make an educated decision on how to sequence the operation and what structures may be at risk (1).

Figure 3 Subxiphoid views on the eFAST exam. Two examples of positive subxiphoid views on the eFAST exam, demonstrating the presence of pericardial fluid. eFAST, extended focused assessment with sonography in trauma.
Figure 4 Supine AP CXRs with findings suggestive of transmediastinal trajectory. (A) A transmediastinal shotgun injury pattern to the left hemithorax, with a visible left hemopneumothorax and right sided tracheal deviation. One pellet appears to have traversed the mediastinum. (B) A transmediastinal gunshot wound with left-sided entrance wound and bullet fragments dispersed across the mediastinum. AP, anteroposterior; CXR, chest X-ray.

While moving towards definitive hemorrhage control, permissive hypotension and hemostatic resuscitation are important resuscitative paradigms. In permissive hypotension, instead of aggressively infusing fluids and blood to correct low blood pressure, the team tolerates hypotension and uses blood products judiciously until definitive hemorrhage control is in reach. In one landmark trial, 598 patients with SBP ≤90 and penetrating torso injury were randomized to either standard fluid resuscitation or a fluid-minimizing arm (26). Mortality was significantly lower in the group that received minimal fluid or blood products before reaching the operating room (26). Increasing blood pressure before injuries have been controlled may exacerbate the injury by disrupting an unstable clot or by increasing the rate of blood loss. In hemostatic resuscitation, crystalloid and colloid is avoided in favor of blood products. While the patient is unstable, these products are administered in a fixed ratio approaching whole blood. If available, viscoelastic hemostatic assays and conventional coagulation tests may be used to help guide resuscitation. The widespread use of massive hemorrhage protocols facilitates adherence to this principle (27,28).

Careful judgement must be exercised with regards to which incision will optimize control and repair of injuries. The surgeon must use knowledge about the hypothesized trajectory, results of limited imaging, chest tube output, and anticipation of resuscitative maneuvers such as aortic cross-clamping to select the best approach. Because of the inherent uncertainty surrounding the underlying injuries and the likelihood that injuries exist in both hemithoraces, the patient should initially be positioned supine with arms abducted to 90 degrees. A choice is then made between left or right anterolateral thoracotomy, bilateral anterolateral (clamshell) thoracotomy, and median sternotomy, considering their ability to expose structures and their extensibility.

Review of specific procedures and repair of specific injuries are beyond the scope of this review.

Patients with hemodynamics adequate for investigations

Stable patients should be cautiously and expeditiously investigated to determine underlying injuries. At our institution, a CT angiogram (CTA) of the chest is the initial imaging modality of choice, allowing for identification of missile trajectory through the mediastinum and identification of some injuries to underlying structures (Figures 5-7). CTA serves as an effective screening tool, with positive findings guiding further management or diagnostic work-up. Studies have demonstrated that in the absence of mediastinal injury or threatening trajectory on CT, the patient can be safely managed non-operatively and without further investigations of mediastinal organs (2,4). With missiles, trajectories are generally linear, but projectiles may fragment within the body or alter course when they deflect on bone or fascia (29). These may contribute to difficulty in evaluation of trajectory (4). Projectile embolization is another rare phenomenon observed in which the projectile breaches a vascular structure and travels to a distant location from its entry point (29).

Figure 5 Cross-sectional view of a chest CT illustrating a transthoracic gunshot wound. Trajectory can often be accurately informed by this modality.
Figure 6 Cross-sectional view of a transmediastinal bullet trajectory, having traveled from the left chest near the level of the clavicle to the right chest where the missile is seen lodged in the posteromedial right lung.
Figure 7 Sagittal cross-section from a CTA chest illustrating a retained missile (crossbow bolt) traversing the superior aspect of the mediastinum, narrowly missing the aortic arch inferiorly. CTA, CT angiogram.

Vascular injuries from transmediastinal penetrating trauma carry a high mortality rate, with the ascending aorta, aortic arch, and great vessels as common injury sites (2,30). In the stable trauma patient, CTA is an effective and highly accurate diagnostic tool, replacing the use of catheter-based aortography and transesophageal echocardiography (TEE) (31-33). In the patient stable enough to undergo CTA, the study may show pseudoaneurysm, vascular occlusion, intimal flap, or active extravasation (2,4,30). Rapid identification of such findings enables operative or angiographic planning and prompt therapeutic intervention. Most large trauma centers now use CTA as the imaging modality of choice for diagnosing thoracic vascular injuries since it is rapid, non-invasive, and provides information on other structures (34). Angiography is reserved for situations where more detail is needed or if artefact from metallic fragments creates too much distortion for CTA to be informative (34).

While most cardiac injuries following TMI are devastating and lead to rapid exsanguination or tamponade (1), injuries may still be present in the stable patient (12,24,35). CXR may demonstrate an enlarged cardiac contour, presence of hemothorax, or widened mediastinum but these findings are neither sensitive nor specific (36,37). eFAST is an excellent tool to evaluate for pericardial fluid with strong test characteristics (38-40). The known major exception to its sensitivity for significant cardiac injury is in the setting of an injury that is decompressing into the pleural cavity (41). Thus, for patients with a suspected cardiac injury and a left hemothorax, it is advocated that these patients still undergo a more definitive test such as subxiphoid pericardial window (40). Chest CT has demonstrated high accuracy for detection of cardiac injury by accurately assessing for hemopericardium, pneumopericardium, contrast extravasation, or presence of intracardiac foreign body, with the higher number of positive findings correlating with increasing sensitivity and specificity of the test (42-46). In the presence of both myocardial and pericardial defects, there is no pericardial accumulation of fluid, thus relying on the presence of pericardial effusion alone to detect cardiac injury is insufficient (41). Finally, pericardial window, either subxiphoid or transdiaphragmatic, remains a reliable and extremely accurate diagnostic test for cardiac injury (43). It is particularly useful in patients where subcutaneous emphysema makes ultrasonography of the heart impossible or a cardiac injury may be draining into the pleural space (26,43).

Esophageal injury presents a diagnostic challenge and can often be present despite initial hemodynamic stability, with delayed detection associated with increased mortality (47,48). On CT, the identification of a projectile or projectile trajectory within close proximity of the esophagus should warrant clinical suspicion. Although the presentation is often innocuous and clinical features are unreliable within the context of trauma, dysphagia, hematemesis, or stridor may be present (47,48-55). A dreaded complication of such injury is mediastinitis, carrying a high mortality. On CXR, classic findings include a left-sided pleural effusion and soft tissue emphysema but these findings are neither sensitive nor specific (48). Initial CTA findings such as air bubbles around the esophagus, thickening of the esophageal wall with adjacent inflammatory stranding, and discontinuity of the wall carry are suggestive of injury (14,49-53). Where uncertainty exists, injury is best assessed with either esophagoscopy or esophagography. When trained endoscopists are available, modern data has shown that flexible esophagoscopy has favourable test characteristics with sensitivity and specificity for traumatic injury consistently over 95% (48,49). Endoscopy is widely available and, when necessary, can be performed at the bedside in the critically ill. If there is uncertainty about the results, esophagography can be performed. While this was traditionally performed via fluoroscopy, CT esophagography with contrast instilled either orally or via orogastric tube has shown some advantages (45,49). Low-osmolality water-soluble contrasts such as diatrizoate meglumine are the agents of choice. If no leak is identified, a follow-up image with barium is performed (49,56).

Tracheobronchial injuries are a rare finding carrying a high mortality rate and are often associated with a concomitant esophageal injury when they do occur (7). Clinical findings of tracheobronchial injury include subcutaneous emphysema, tachypnea, hoarseness, and hemoptysis (31,57,58). Pneumomediastinum and deep cervical emphysema are radiographic findings on CXR consistent with tracheobronchial injury (58-60). The endotracheal balloon may appear hyperinflated or malpositioned. Pneumothorax may be present if the injury is located distal to the mainstem bronchi. On CT, soft tissue emphysema extending into the lower chest wall and pneumomediastinum are suggestive findings (4,57,58). An angulated bronchus or bronchial defect may be detected on CT for bronchial injuries. The “fallen lung” sign is a radiographic finding that occurs in complete transection of the bronchus, causing the lung to deviate from the bronchus (2,4). Persistent subcutaneous emphysema, pneumothorax, or atelectasis on repeat CXR may raise the concern of an occult tracheobronchial injury. The gold standard for diagnosis of tracheobronchial injury is fiberoptic bronchoscopy (2).

Using a combination of these tests allows clinicians to assess the relevant structures in the mediastinum which, in turn, will guide operative management. Even in the stable patient work up should be conducted rapidly as delays in diagnosis and operative management have been linked to worse outcomes (50).


Conclusions

Transmediastinal penetrating trauma remains a difficult clinical challenge. A systematic approach in the emergency department to diagnosis and management should be undertaken and patients in extremis or with hemodynamic compromise rapidly identified. The unstable patient forgoes further investigations and the surgeon must use knowledge about the hypothesized trajectory, results of limited imaging, chest tube output, and anticipation of resuscitative maneuvers to select the best operative approach. In patients who are sufficiently stable to undergo CTA of the chest, the trajectory of the missile or impalement can often be seen and this is used to guide further investigation or operation. In those where ambiguity remains, more focused tests such as echocardiography, pericardial window, esophagoscopy or esophagography, and bronchoscopy can be used to assess the mediastinal structures. This tiered approach to stable patients helps avoid costly, timely, and often needless interventions and has been adopted by major trauma centers since the end of the 20th century (3,21-23).


Acknowledgments

Funding: None.


Footnote

Provenance and Peer Review: This article was commissioned by the Guest Editor (Simon R. Turner) for the series “Traumatic Injuries of the Mediastinum” published in Mediastinum. The article has undergone external peer review.

Conflicts of Interest: Both authors have completed the ICMJE uniform disclosure form (available at https://dx.doi.org/10.21037/med-21-14). The series “Traumatic Injuries of the Mediastinum” was commissioned by the editorial office without any funding or sponsorship. The authors have no other conflicts of interest to declare.

Ethical Statement: The authors are accountable for all aspects of the work in ensuring that questions related to the accuracy or integrity of any part of the work are appropriately investigated and resolved.

Open Access Statement: This is an Open Access article distributed in accordance with the Creative Commons Attribution-NonCommercial-NoDerivs 4.0 International License (CC BY-NC-ND 4.0), which permits the non-commercial replication and distribution of the article with the strict proviso that no changes or edits are made and the original work is properly cited (including links to both the formal publication through the relevant DOI and the license). See: https://creativecommons.org/licenses/by-nc-nd/4.0/.


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doi: 10.21037/med-21-14
Cite this article as: Jogiat UM, Strickland M. Transmediastinal penetrating trauma. Mediastinum 2021;5:25.